Transaction Support, Legal and Regulatory

Transaction Support, Legal and Regulatory Services

Transique’s in-house legal and regulatory team handles every document, registration and compliance piece that a transaction, fund, or listed-company intermediary needs. Our lawyers work under the same roof as our corporate-finance and valuation partners — which is why our term sheets translate faithfully into SPAs, our valuations survive SEBI scrutiny, and our AIFs launch without avoidable registration delays.
We deliver six connected service lines: legal documentation for transactions; transaction structuring and advisory; AIF structuring, registration and compliance; SEBI preferential-allotment advisory; SEBI QIP / open offer / buyback advisory; listing advisory, stock exchange matters, and adjudication, investigation, settlement, and SAT-litigation support for listed companies and SEBI-regulated intermediaries.

The six service lines
  • Transaction Legal Documentation — Term Sheets, SHAs, SPAs, BTAs, side letters.
  • Deal Structuring & Advisory — structuring transactions for tax, FEMA, stamp-duty and regulatory efficiency.
  • AIF Structuring & Registration — Category I, II and III AIFs, PPM drafting, SEBI registration.
  • SEBI Preferential Allotment Advisory — Reg. 164 / 165 pricing, shareholder approval mechanics, exchange approvals and allotment.
  • SEBI QIP / Open Offer / Buyback Advisory end-to-end advisory under the ICDR Regulations and SAST Regulations.
  • Listing, suspension revocation, migration, and other stock exchange related advisory.
  • Adjudication, Investigation,Settlements, & SAT-Litigation Support — response drafting, representation and appeals for listed companies, intermediaries and market participants.
Why a single integrated team matters

Transactions that fail at the seams between advisors fail because the valuation, the term sheet, the SPA, and the completion accounts drift away from each other over 4–6 months of execution. Transique’s model collapses that seam-risk: one partner-led team owns the narrative from term sheet to post-closing, with the legal, valuation and corporate-finance workstreams in lock-step.

Frequently asked questions

Is Transique having both finance and legal expertise to meet Transactional requirements?

Transique Corporate Advisors combines corporate-finance, valuation and legal capabilities within a single professional-services firm. Our legal team handles transaction documentation, AIF structuring and SEBI / capital-market advisory. Where specialised regulatory appearances are required, we coordinate with arguing counsels and senior advocates under our project.

What is the typical client profile for Transaction Support engagements?

Mid-market corporates executing M&A or fundraising and requiring integrated legal support; fund houses or family offices structuring AIFs; listed companies executing capital-market actions or responding to SEBI notices; and SEBI-regulated intermediaries (investment advisors, portfolio managers, research analysts, stock brokers, merchant bankers).

 

Do you handle PE / VC term-sheet negotiation without a corporate-finance mandate?

Yes. Several clients retain our legal team purely for transaction documentation on a deal already led in-house or by another corporate-finance advisor. The engagement starts at term-sheet stage and runs through transaction completion.

Can you represent clients at SEBI and SAT?

Yes. We assist with investigation / adjudication-notice responses, settlement applications under the SEBI Settlement Regulations, and SAT appeals. Where court appearance is required, we brief and coordinate with senior advocates and solicitors if needed.

Ready to Unlock Your Business Value?

At Transique Corporate Advisors, we specialise in guiding business owners, promoters, and CFOs through the SME IPO journey — from valuation to listing and beyond.

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